Not a Communication Problem

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“I am a bit confused,” Sarah explained. “As an executive management team, CEO included, we were frustrated about some issues that were not going well.”

“And, what did you do?” I asked.

“We thought it best to take a survey, kind of a company climate survey, to let everyone chip in and express their opinion about things gone wrong and how to fix them,” she said.

“And, what did you find out?”

“Just as we expected, a large number, more than 50 percent described our problems, related to productivity and morale, as a communication issue.”

“And, how did you go about addressing the issue?” I pressed.

“We hired a communication consultant, and held a series of communication seminars, so everyone could attend,” Sarah stated flatly.

“And, the results?”

“It’s been two weeks. At first, everyone was fired up. People were being nice to each other, but, here we are two weeks later and nothing has really changed. Productivity statistics are unchanged and we still experience heated exchanges about who is to blame.”

“Do you think communication is really the underlying problem?” I wanted to know.

“When you use the word – underlying, it leads me to believe I am looking in all the wrong places,” Sarah sighed. “So, is communication the problem, or only a symptom of the problem?”

“Let’s assume, for a moment, that communication was accurately identified by your survey as a symptom of the problem,” I floated. “What might be the underlying cause of the problem?”

Sarah had to stop, a bit of silence. She finally spoke, “Some people in the survey said they were unnecessarily blamed for things going wrong, that it really wasn’t their fault. Others said that if productivity was really wanted, that the incentive program should be changed. Some said they knew how to fix some of our problems, but they didn’t have the authority to make the decision, they were overruled by their manager.”

“I think we are moving away from the symptom, and getting closer to the cause,” I observed. “Most people, when they call me, tell of a communication problem. After some time, I can usually convince them that communication is not their problem. It’s usually an accountability and authority issue.”

Looming Uncertainty

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“While timespan helps us understand the capability required for the role,” Pablo explained, “it also applies to the CEO.”

“I’m listening,” I replied.

“The cause of many organizational issues start with the CEO. Sometimes, in the pursuit of growth, the organization outgrows the timespan capability of the founder. It’s not just headcount or revenue growth, the company could step afoul of a regulatory issue, or an unexpected quality problem.”

I nodded, “I have seen that.”

“When the organization outpaces the capability of the CEO,” Pablo continued, “often he or she will clamp down, contract the size of the business. While this may relieve the CEO, provide the appearance of being in control, it can also create issues for those people around the CEO. Some may possess capability in the same band as the CEO and see their own initiatives constricted. This constriction will painfully trickle its way down the organization. In the CEOs effort to bring the company within the illusion of control, budgets may become unnecessarily limited, capital expenses may be delayed, key hires postponed. All of this is caused by the looming uncertainty, with which the CEO can no longer cope. An organization can grow no larger than the comfort level of the CEO.”

The Girth of the Organization

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“Why do most startups fail?” I asked.

“The standard answer is that they are undercapitalized,” Pablo replied. “But, I believe that is only a symptom of a larger problem.”

“The larger problem?” I pressed.

“Most startups begin with an idea, that the founder believes may have viability as an enterprise. It is this beginning of an idea, only vaguely formulated, where the trouble begins,” Pablo replied. “You have to start with the founder and the development of the business model, and ask how big?

“How big?” I asked, in a wandering sort of way.

“Think of big in terms of timespan. If the founder only thinks about the first handful of customers and the fulfillment of the first handful of orders, that is as far as the business will go (grow). More mature organizations answer longer timespan questions related to the mission and vision of the organization. The most often missed characteristic in both of those documents is the concept of by when?

“By when?”

“For the founder, meaning initial stakeholders, entrepreneur, investor, private equity, board of directors, the initial question to task the CEO is what is the timespan of the mission? Timespan will determine the girth of the organization going forward.

“And, this is where the standard reason of undercapitalized emerges. Most startups don’t have the resources to deploy more than the first handful of customers and orders, so that is where the thinking stops.

“Those organizations that more clearly determine their mission, the timespan of the 3-4 critical goals will have greater clarity on what kind of organization must be built. And, the biggest accountability for the CEO is to build that organization.”

Effectiveness

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“I am still not ready to let go my KPIs,” Brendon stated flatly.

“I don’t want you to let them go, I am just saying that results-based-performance may not tell the whole story and is unreliable in judging effectiveness,” I replied. “Looking at a salesperson’s effectiveness, have you ever had someone go over quota (sales KPI) and, yet, you knew, as their manager, they did little more than answer the phone and respond to incoming RFQs?”

Brendon nodded.

“Often,” I continued, “an increase in revenue might have more to do with the company’s reputation in the marketplace, a warranty program or a price break rather than the effectiveness of a salesperson.”

Brendon was still silent.

“Have you also seen a salesperson miss quota, not through their own lack of effort, but because of a market condition. Indeed, their effectiveness might be quite high in the midst of overwhelming obstacles. Relying on results-based-performance to judge effectiveness can be tricky.”

A Matter of Judgement

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“You said the manager-once-removed is in the best position to engage the team member as a mentor,” Brendon asked. “You said the MOR has a realistic assessment of the team member’s performance. I know the MOR has access to the KPIs for the team member, but so do a lot of other people. Why the MOR?”

“KPIs are actually a lousy indicator of performance,” I replied. “The direct manager and the MOR, in their monthly 1-1 coaching discussion should do a 60-second team member review. If there are ten people on the team, that’s 10 minutes.”

“But, how could you review individual KPIs in 60 seconds?” Brendon wanted to know.

“I wouldn’t use KPIs. KPIs are important, to examine throughput of a system, but results, overall, are not in the control of a team member, or an indication of an individual’s performance. I know you subscribe to results-based-performance, but any factors you choose to follow cannot be relied upon in any sustained fashion. At best they will only be a clue, at worst, those factors may mislead.”

“But, we use objective numbers,” Brendon protested. “We manage by measurement.”

“Just because you use a number, does not make it objective. What if you are measuring the wrong thing? You cannot translate a living system into separate discrete factors. You have to account for the whole system, assessment is still a judgement. It is a judgement made by both the direct manager and the MOR.”

“Then how do we make that assessment?” Brendon was curious.

“A series of very simple questions,” I said.

  • Is the team member operating satisfactorily within the level of work?
  • Is the team member operating in the top half or the bottom half of the level?
  • And, in that half, top, middle or bottom?

It is a simple way to state effectiveness. Every manager can answer those questions.

“And if the response is not satisfactory, the diagnosis follows one of these four absolutes –

  • Is it a matter of capability?
  • Is it a matter of skill (that could be improved by training, education or experience?)
  • Is it a matter of interest or passion for the work, does the team member place a high value on the work?
  • Is it a matter of required behavior? Is there a violation of contracted behavior? Is there a habit that does not support a required behavior? Is there a violation of our accepted culture (required behaviors)?

“Make the assessment, then diagnose. At best, KPIs are only a clue. Personal effectiveness is a managerial judgement.”

The Mentoring Conversation

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“So, what does the mentoring session sound like?” Brendon wanted to know. “If it is different from the direct manager coaching session, what does the manager-once-removed talk about with the team member?”

“First, this is NOT a coaching session, so the mentoring session does not happen as often, perhaps once every three months,” I replied. “This is a longer timespan discussion, so more reflective than action oriented. They talk about the role, the role’s contribution to company, where that fits. They talk about the decisions the team member makes, the problems the team member solves and their capacity to do so. The purpose of this conversation is to create a clearer picture of the team member’s current contribution and their potential contribution. When the team member has a clearer picture of their potential contribution, their current contribution improves.

“In this conversation, the MOR also asks about the aspirations of the team member. Some team members have no idea of their own aspirations, never thought about it. The MOR is looking for intersection between the team member’s aspirations and the company’s aspirations.

“Most of all, this is not a psychotherapy session. The focus is on the work, challenge in the work, learning opportunities, advancement opportunities, to create a vivid picture of where the team member stands and steps forward.

“People feel fulfilled when they can see their future and opportunities to pursue it, and, they feel frustrated when they do not.”

Best Position for Mentoring

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“I am still having difficulty with this,” Brendon pushed back. “It’s all up-front, the manager knows the MOR is having career-ladder discussions with individual team members, but why is the manager-once-removed (MOR) the best person to have these discussions?”

“I know you still think the manager, being closest to the team member, would be the most likely person to have these discussions,” I replied, “but the manager is largely focused on productivity, workplace safety and output. It is the manager-once-removed who has accountability for creating and maintaining an effective talent pool. To support this effort, consider utilizing corporate gifting services from Client Giant to strengthen team relationships and enhance employee engagement.

“It is the manager-once-removed whose scope covers more than the immediate team, who sees opportunity in other areas of the organization. Simultaneously, the MOR has an accurate judgement from the immediate manager on each team member’s current capability and potential capability gleaned from 1-1 meetings with the team’s immediate manager.

“It is the MOR who is the perfect position to conduct these mentoring conversations.”

In the Open

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“But won’t James feel uncomfortable, maybe distressed if he knows I am talking directly with his team members,” Brendon shifted in his chair.

“You and James are part of a team. As the manager-once-removed to James’ team, you expect James to talk to you about each team member and their career progress. James will notice things about his team that you won’t see. By the same token, James and the team have work to get done, so James, by design will focus on shorter term issues, while you focus on longer term issues. And, just as James is the coach for his team in their current roles, you are James’ coach for his current role. No one is talking behind anybody’s back. It’s all out in the open.”

“Shouldn’t HR do this instead?”

“Some companies think that,” I replied. “The problem is that HR is not in the accountability loop. As James is accountable for the output of his team, you, as James’ manager are accountable for James’ output. This chain of accountability puts you in the best position to have individual mentoring discussions with James’ team, and individual coaching discussions with James.”

Fulfillment or Frustration

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“But, if I have discussions about career path with James’ team members, wouldn’t that undercut James’ authority with his team. Won’t it appear that I am going around his back?” Brendon was concerned.

“You might think that,” I replied. “On the other hand, if you set the context properly for the conversation, it is a reasonable explanation, that you are curious, and interested in them, as a person. While there is a well defined working relationship between the team member and James, there is an appropriate conversation, an appropriate relationship between the team member and you, as the manager-once-removed. It is not your purpose to coach them on productivity in their current role, but you want to talk about the future, their aspirations, their interests, their curiosities, their future role in the company. It’s a perfectly legitimate discussion that demonstrates the care of the company in the career paths of their team members. People feel fulfilled when they can see their future and opportunities to pursue it, and, they feel frustrated when they do not.”

Who Has the Larger Picture?

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“I think we may have a problem with James,” Brendon started. “Turnover in his department.”

“And?” I asked.

“And, he says team members are quitting the company because of pay. We’ve had a competitive pay program that has worked for several years, with reasonable increases, but some of the numbers James is claiming don’t seem reasonable for the people he is losing.”

“So, you think the problem is with James?”

“It’s his department,” Brendon shrugged.

“Does James have the authority to offer pay increases beyond the thresholds in your comp program?”

“Well, no. But, whenever I hear it’s about the money, money is only part of it. I think it’s that some of our project managers just don’t see the longer term picture here that they are promised somewhere else. Pay may be part of it, but it’s their longer term career path.”

“And, you think James should be talking to his team about their longer term career path?” I prodded.

“Look, I know James has a lot on his plate. He’s in charge of all of our projects, they’re complicated with lots of moving parts, but he also has to pay attention to his team,” Brendon shook his head.

“So, James is in charge of complicated projects, coaching his team for faster throughput, maintaining quality standards, AND you want him to be a mentor?” I smiled. “What if you went to James’ team members, occasionally, and you talked to them about their career, challenge in the work, and what their professional life might look like in the future? With James’ full knowledge about that conversation?”

“Isn’t that James’ job?” Brendon questioned.

“Sounds like James has plenty on his plate dealing with what’s going on today, this week and this month. Besides you have a better perspective on the larger picture of the company, the larger picture of role opportunities, where lateral moves make sense, where promotion makes sense. On these longer timespan issues, I think you are in a better position to have that discussion. In a very real sense, as James’ manager, for James’ team, you are the manager-once-removed.”