Category Archives: Accountability

Carrots and Sticks

“People have a fair, intuitive sense of their own capability,” Pablo continued. “And, they yearn for opportunity to exercise their full potential. To do otherwise causes people to wilt. A great deal of a person’s self-esteem, even identity comes from the value they see in the work that they do.”

“So, the system in which they work has impact on how they behave?” I floated.

“It’s not just the system, it’s what people believe about the system. What we believe, our assumptions, the way we see the world is what drives our behavior. Look, the real question is, if we believe that people want to fully participate at their highest level of capability, spread their wings toward independence, that they do not need a carrot and stick to get on with their work, then what kind of managerial system would we create?”

“This sounds a bit idealistic, don’t you think?” I countered.

“Not at all,” Pablo replied. “This is about hard nosed work. Making decisions and solving problems, tough decisions and difficult problems.”

Self-Independence

“I would assume most companies have real problems to solve, so what do you mean, if you want your team to feel high levels of job satisfaction, you give them a real problem?” I asked.

Pablo thought for a moment. “Sometimes, companies engage in contrived exercises. To build a team, they take a group to a local ropes course, or a game of tug-of-war over a mud pit. Those exercises provide only temporary relief, short-lived when the team returns to work. The work itself has to be satisfying.”

“What leads a company astray?” I wanted to know.

“Oh, that’s not so hard to understand,” Pablo replied. “First, I think we have misconceptions about why people work. And, then we base our managerial systems on those misconceptions. It’s a flywheel that eats itself.”

“Misconceptions?”

“Some companies think people work only because they have to, only in exchange for meager compensation to put food on their table. Or, more substantial compensation so they can buy a boat. They believe employees are simply self-centered and have no inherent need to work. That our labor system exists only as a commodity. It’s a scarcity mentality.”

“As opposed to?” I said.

“People have an inherent need to work. People have an inherent need to contribute, to their own self-independence, and also to the positive social systems in which we live. Look at the number of hours in a work week. It has been coming down over time, but in the US is currently settled at around 40 hours. People need a substantial, material amount of sustained work, where they can contribute their full capability to solving problems and making decisions. Managerial systems based on this understanding are much different than those based on greed.”

Without Profit

“You continue to use the term managerial system,” I started. “What do you mean?”

“In the beginning, in a startup, every company is haphazard, organizing the work around the people they have. At some point, there is still work left over and the founder realizes work can no longer be organized around the people, we have to organize the people around the work. Specialized roles emerge. And, then those roles have to work together.”

“And the system?” I asked.

“Roles cannot be haphazard, working together cannot be haphazard, too much friction against profitability. I have seen companies work extremely hard and never make a profit. Eventually, they have to make a profit or the company dies (a long slow death exasperating death). For a company to survive and be profitable, they have to create a managerial system, what we call structure.”

“Structure?” I prompted.

“Organizational structure is simply the way we think about, often on paper, the accountability and the authority in the working relationships between people,” Pablo stopped. “Two types. Vertical managerial relationships and horizontal cross-functional relationships.”

“And this structure is important for profitability?” I clarified.

“Yes, and this structure is important for the sustained creative output of the people who work in the company. Because without that, the company will also die, become a corrosive institution where no one wants to work.” Pablo paused again. “To stay green and growing, the managerial system has to be vibrant and well-thought-out.”

Tasks vs Decisions

“But, it seems to me, that accountability is already fixed,” I replied. “The manager makes the decisions and the team member carries it out. Isn’t that the pervasive understanding for everyone?”

“You might think that, but you would be mistaken,” Pablo ventured. “For a company to grow, it cannot be so. If the manager makes all the decisions, eventually, what happens to the speed of decision making?”

“Well, it begins to slow down,” I observed.

“Or stops, when the manager becomes overwhelmed with all the decisions. As the organization grows, there are too many decisions to be made by one person.”

“And?” I prompted.

“For the organization to grow, the manager has to delegate,” Pablo flatly stated.

“But, every manager already knows they have to delegate, happens all the time,” I said.

“No, every manager knows they have to delegate, and they think, what they have to delegate are task assignments. In the delegation of a task, the manager also has to delegate appropriate decision making along with the task.”

“But, shouldn’t the manager reserve the authority for the decisions to be made?” I wanted to know.

“Only, if the manager wants to slow things down, or bring things to a crashing halt,” Pablo chuckled.  “Appropriate decision making has to be delegated along with the task assignment. Most managers, at the end of a delegation meeting, ask ‘Do you understand what to do?’ A more relevant question would be ‘As you work through this task, what decisions do you have to make?’ Every level of work has appropriate decision making.”

“Well, that should get some things off the manager’s plate,” I said.

“Not exactly,” Pablo had a hint of a smirk on his face. “You see, the manager is still accountable for the output of the team member. If the team member underperforms or fails, it is the manager who is accountable. And that changes everything.”

It’s What People Believe

“People have a fair, intuitive sense of their own capability,” Pablo said. “And, they yearn for opportunity to exercise their full potential. To do otherwise causes people to wilt. A great deal of a person’s self-esteem, even identity, comes from the value they see in the work that they do.”

“So, the system in which they work has impact on how they behave?” I floated.

“It’s not just the system, it’s what people believe about the system. What we believe, our assumptions, the way we see the world is what drives our behavior. Look, the real question is, if we believe that people want to fully participate at their highest level of capability, spread their wings toward independence, that they do not need a carrot and stick to get on with their work, then what kind of managerial system would we create?”

“This sounds a bit idealistic, don’t you think?” I countered.

“Not at all,” Pablo replied. “This is about hard nosed work. Making decisions and solving problems, tough decisions and difficult problems.”

Keeping Agreements

“I wish my people would keep the promises they made,” Daniella lamented.

“How well do you keep your promises?” I asked.

“What do you mean,” she wanted to know.

“I was having a beer with a good friend who owned the bar,” I began the story. “As we finished, he reached in his pocket and pulled out some cash to pay for the beers. I asked him why, since he owned the bar, did he have to pay for his own beers? He looked at me and said, ‘I do not want to teach my employees how to steal.'”

I repeated my question. “How well do you keep your promises? The distance in which you keep your agreements, goes a long way to determine how well your team keeps theirs.”

What We Can Fix

“Time to do my annual performance appraisals,” Sarah sighed.

“You know, Deming said you can double the impact of those annual appraisals if you just do them every two years,” I smiled.

“I know, I know,” she agreed. “They just seem so one-sided. The team member sits there and waits for me to deliver the dastardly news that they will complain about to everyone else on the team. By the time I am finished with the bunch, they are depressed and irritated.”

“Instead of delivering nasty news, have you ever asked them how they think they are doing?” I wondered out loud.

“But, what if they have an inflated sense of their own performance?” she replied.

“It’s a starting place. Competent organizations are populated by people who have an accurate self-assessment of their individual competence. It’s a conversation we can have, to talk about expectations, skill development, performance. Those are productive conversations. Those are things we can fix. We cannot fix self-deception.”

Any Foothold

Ellie was stumped. “So, all I have to do is think of my team as competent and that’s it?”

“It cannot be a made-up competence,” I chuckled. “This is not think-positive-thoughts day. Your team is good at something connected to contribution. And, if you cannot identify it, ask the team.”

“What if all they come up with is they show up to work on time?” she frowned.

“Then start there. Look for any foothold. Showing up to work on time creates synchronicity, contributes to a positive dependence on each other. That’s not such a bad starting place.”

Assumptions and Blame

“I’m done with the drama,” Ellie protested. “I try to promote a positive atmosphere around here, but all I get is bullying and backstabbing.”

“Oh, really?” I asked.

“Yes,” she replied. “Everyone seems to scatter for cover when something goes wrong, blaming other people, scooting out from under any accountability.”

“Are you sure this isn’t an isolated incident?” I wanted to know.

“No, this is more like a constant mental state of the team,” Ellie explained. “People position themselves so they always have an out, denying they have any responsibility. The air of blame is so thick you can cut it. You can feel it in the quiet whispers, the general tone of water-cooler talk.”

“I assume this is not organic evolution,” I smiled. “How did things get this way?”

“It started with our continuous improvement process. We were looking for things to improve on. We made a list, or rather I made a list. No one else could come up with anything.”

“Oh, so you’re the culprit,” my smile turned to a grin.

“Don’t lay this at my feet,” Ellie protested. “It’s the team that can’t get their act together.”

“And, you are their manager,” I nodded. “You describe the team as a group of incompetent players. And incompetence always seeks out blame. Competent people are in the game to get better. So, which do you have? Incompetence or competence?”

Ellie sat in silence before she finally spoke. “I knew you were going to pin this on me. You think my team’s behavior is influenced by the way I see them. As competent or incompetent.”

“Yes,” I agreed. “Our assumptions, the way we see the world drives behavior. If you see your team as incompetent, you will drive blaming behavior. If you see your team as competent, you will drive improvement. So, you better find out what they are good at.”

Choices Already Made?

“I don’t think my team is ready,” Ellis warned me.

“How so?” I asked.

“This new project landed in our queue this week with an impossible deadline,” he explained, hoping his explanation would let him off the hook.

“And?”

“I told the team that we could either choose to be successful in this project or we could choose not, it was up to them.”

“Do you think the team can suddenly decide success, or is success, or failure, determined by the decisions and choices that have already been made?”