Tag Archives: compliance

Is It the People or the System?

“You are saying,” Luke started, “that if I see friction in the system, I should look at the system, rather than trying to fix the people?”

I nodded affirmative. “You can have intelligently designed systems, if you create them. But, most systems emerge as a set of outcomes created by random behavior. Worse. Those random behaviors get repeated and become the norm.”

“But, we have standards,” Luke protested. “This is a hospital. We have to inspect and comply with those standards.

“Tell me,” I prodded. “A few years back, you made a change at your hospital. You had a not-so-intelligent system in your operating theatre that created a problem. Mortality rates in your surgical area were statistically above the norm. Even your doctors scratched their heads trying to figure this out. So, you asked your nursing staff what could be the problem. They recommended that you change your system, to make it more intelligent.”

“I remember,” Luke nodded. “We had to change our system of authority. Often, our surgeons were not washing their hands sufficiently prior to surgery. Of course, in the hospital, the surgeon has the authority for most all decisions. We changed our system to give the nursing staff the authority to question a surgeon related to hand-washing. We brought all the nurses and all the surgeons in the same room to discuss and create this new authority for nurses.”

“What happened?” I asked, already knowing the answer.

“Mortality statistically came back in line within seven days,” Luke replied.

I nodded. “You didn’t change the people, you changed the system.”

Commitment to the Work

“What do you mean, make it necessary?” Max looked confused. “We know what we were supposed to do in that handoff meeting. What more should I do, as the leader, to make it necessary?”

“Three things,” I replied. “First, what is the vision, what does that handoff meeting look like, feel like, taste like? Your vision of the paperwork is NOT a big checkmark across the page. Your vision of the paperwork is individual checkmarks on specific line items. More important is the discussion between the estimator and the project manager about each line item. So, what does good look like.

“Second. Does the team, the estimator and the project manager, have the capability to understand the decisions and problems, and the capability to make those decisions and solve those problems? Max, you are the leader. It is your judgment I depend on to assess their capability and make the necessary resources available.

“Third. Are they committed to the work? A checklist looks like compliance, but compliance isn’t good enough. You, as the leader, need commitment to the work. It is your role to create the circumstances for that commitment to exist. If you just needed compliance, you could do that with pizza. But, pizza doesn’t create commitment.”

Compliance or Commitment?

“And what if he is just not interested in the work?” I asked.

“At this point, I don’t really care if he is interested in the work,” Nelson protested.

“I understand, but if he is not interested in the work, then the best you will ever get is compliance. You will never get commitment.”

“So, what do you mean interested? It’s work. It’s not supposed to be interesting,” Nelson pressed.

“What are those things we are interested in? What things do we have passion for?” I stopped. “We are interested in those things in which we place a high value. And it doesn’t have to be the task, it just has to be connected to the task. A bricklayer may be stacking brick with mortar, not very interesting, but he may also be building a school for his children.”

“I get it,” said Nelson, “but we don’t build schools. How am I supposed to know what Julio is interested in? How am I supposed to know about Julio’s value system?”

“You are his manager. That’s the work of a manager.”

Commitment or Compliance?

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“I am not satisfied with things,” Emily said. “I know there is more to being a manager than management.”

“You have been a manager for a couple of years, now. What exactly, are you dissatisfied with?” I asked.

“There are times, when it seems, I am only able to get people to do what I want by forcing them to do it. By being a bully, or threatening. Not directly threatening, but, you know, do it or else.”

“And how does that work?”

“Not well,” she replied. “I may get some short term compliance, but as soon as I leave the room, it’s over.”

“Emily, the pressure that people are not willing to bring on themselves is the same pressure you are trying to tap into. If they are not willing to bring it on themselves, what makes you think you have the ability to overcome that?”

“But that’s my job, isn’t it?”

“Indeed.”